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Are you being hurt by bad stockbrokers?
There is an overlooked victim of stockbroker misconduct—the honest, hard-working broker. When, for example, misleading information is given to investors about what clients can expect to earn from particular investments, brokers who disclose more realistic information may lose clients.
Honest brokers may also be in a good position to suspect that a client has been the victim of another broker’s misconduct or fraud. Customers who suffer large losses often change brokers, and the new broker has access to information that may reveal account churning, unsuitable investments, or unauthorized trading.
We are knowledgeable, experienced, and have specific information about the prior past misconduct of the following firms. We have brought actions for investment and retirement losses, including misconduct and fraud, against most of the stockbrokers with whom you may know, including:
Acument Securities
Advest, Inc.
A.G. Edwards, & Sons
Alex Brown & Sons
Asset Management Securities Corp.
Barber & Bronson
Barry Financial Group
Bear Stearns
Biltmore Securities, Inc.
Clearing Services of America
CIBC Oppenheimer
Donaldson Lufkin & Jenrette
Dreyfuss Service Corp.
Edward Jones & Co. LP
First Union Securities
First United Equities
FSC Securities Corporation
Great Western Financial Securities
Gruntal & Co., LLC
GunnAllen Financial, Inc.
Halpert & Co.
Investacorp, Inc.
Investment Centers of America
Janney Montgomery Scott
Janssen Meyers
J.B. Hanauer
J.W. Charles
Joseph Charles
Legg Mason
Lehman Brothers
L.H. Ross & Company, Inc.
Linsco Private Ledger
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Merrill Lynch Pierce Fenner & Smith
Mesirow Financial Services, Inc.
Moors & Cabot
Montauk Financial
Morgan Stanley Dean Witter
Muriel Siebert & Co., Inc.
Meyers Associates, L.P.
Nelson Ivest Brokerage Services, Inc.
New England Securities
Noble Investments
Northern Trust Securities
Olde Discount Corporation
Prime Charter
Prudential Securities
Raymond James & Associates, Inc.
Roan-Meyers Associates LP
Royal Alliance
Royce Investment Group, Inc.
Ryan Beck & Co.
Salomon Smith Barney
Schneider Securities
Sigma Financial
Sochet Securities
Somerset Financial Group, Inc.
Southtrust Securities, Inc.
Tasin & Co.
Telaro Securities
UBS PaineWebber
Wachovia Securities
Waddell & Reed
Whale Securities
West America Securities Corp. |
TAKE THE NEXT STEP
When we take action against stockbroker misconduct, we help level the playing field for all brokers.
If you aware of stock broker misconduct that is not being addressed, contact us:
Fogel & Associates
15260 Ventura Blvd.
Suite 2250
Sherman Oaks, CA 91403-5338
| Toll free: |
800.499.8444 |
| Phone: |
1 (818) 986-7100 |
| Fax: |
818.986.7106 |
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