Bad Broker Blog

Variable Annuities do not belong inside IRA's or 401(k) retirement accounts--the investor should not have to pay twice.

Even the SEC says Variable Annuities Don't Belong Inside IRA's or 401(k) Accounts

Even billionaires have difficulties against brokerage houses. A Florida jury agreed that Morgan Stanley had defrauded billionaire Ron Perelman in connection with a business deal that went bad. Now a Florida court has reversed Perleman's $1.5 billion judgment against Morgan Stanley.

State regulators are proposing new regulations that would make it harder for brokers to use designations that suggest that the broker specializes in helping seniors. But regulators in 14 states are pursuing only 52 such cases. Makes you wonder whether such efforts will help the re-election efforts of regulators more than it will help seniors avoid being the victims of stockbroker misconduct.

Here is a new twist on an old game played by brokerage firms. No one has been watching Wall Street since the 1980s is going to be shocked by insider trading allegations. But one of the latest cases filed by the SEC has an unusal twist--one of the central players in the insider trading scheme is an attorney and compliance officer at Morgan Stanley.

Huge Down Day on Wall Street--and the World Markets. Has your broker ever projected or planned for the downside?

Variable Annuity Supervisors Claim to Supervise Themselves, Results in Raymond James $2.75 Million Fine.

Senior Loses Home (again) to Variable Annuities in a Retirement Account

If your broker did you wrong, you may not be the only one: ask us.

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